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FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 51 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Allison Rence Diaz5585072112/01/2017FinancialFinal$0.00$0.00See FINRA Report
Kendall Marie Inman7011028109/16/2017FinancialFinal$0.00$0.00See FINRA Report
Analisa Wolff7136145207/03/2017FinancialFinal$0.00$0.00See FINRA Report
Analisa Wolff7136145207/03/2017FinancialFinal$0.00$0.00See FINRA Report
Susan Grant Palombo6048893104/07/2017FinancialFinal$0.00$0.00See FINRA Report
Latasha Marie Hortman6642247404/01/2017FinancialFinal$0.00$0.00See FINRA Report
Latasha Marie Hortman6642247403/01/2017FinancialFinal$0.00$0.00See FINRA Report
Andrea Mae Bruse6034727102/27/2017FinancialFinal$0.00$0.00See FINRA Report
Carol Foushee Meyer2158410209/01/2016FinancialFinal$0.00$0.00See FINRA Report
Yasmeen Muhammad6317918104/01/2016FinancialFinal$0.00$0.00See FINRA Report

51 Results

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