Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Barthlama | 6271353 | 1 | 07/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Ernest Christ | 5226616 | 1 | 12/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Courtney A Cornwell | 7632161 | 1 | 06/02/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tami Rena Bryan | 2106821 | 1 | 12/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Tama | 3018411 | 1 | 05/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Patrice Leith | 2289183 | 2 | 03/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Thomas Clinton | 2301091 | 3 | 01/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Wimbish Craddock | 2794064 | 1 | 07/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Patrice Leith | 2289183 | 2 | 03/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Boor Madden | 4020366 | 2 | 10/21/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |