Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis S Wiedmeyer | 6979825 | 6 | 10/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tawne Ann Wandling | 6194786 | 1 | 06/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas J Dickinson | 7349675 | 1 | 10/29/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James M Jolly | 7490092 | 1 | 07/25/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Sabel | 6850549 | 1 | 03/13/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katherine Helen Trainor | 3081189 | 1 | 12/15/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph M Chadwick | 6324534 | 1 | 12/11/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katrina Marie Butler | 5391381 | 1 | 12/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Kerry McGinty | 7223551 | 1 | 12/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric M Shelley | 4434626 | 1 | 11/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |