Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Candace Kathleen Meister | 3112120 | 1 | 04/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Daniel Krueger | 4229727 | 2 | 12/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allison Rence Diaz | 5585072 | 1 | 12/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kendall Marie Inman | 7011028 | 1 | 09/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Analisa Wolff | 7136145 | 2 | 07/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Analisa Wolff | 7136145 | 2 | 07/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Spencer Bradley | 2136435 | 3 | 04/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Grant Palombo | 6048893 | 1 | 04/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latasha Marie Hortman | 6642247 | 4 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latasha Marie Hortman | 6642247 | 4 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |