Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Ann Sparks | 2408194 | 8 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Johns | 6277151 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Johns | 6277151 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xochitl Janeth Corona Russell | 7231111 | 1 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 03/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Lynn Cave | 3172756 | 2 | 07/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marne Elissa Krugielki | 7400430 | 2 | 03/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marne Elissa Krugielki | 7400430 | 2 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Marie Gall | 5154424 | 3 | 09/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Denny Estes | 4089657 | 3 | 06/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |