Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew J Schlafer | 4264990 | 1 | 11/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pamela Lynn Huston | 3074417 | 1 | 10/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Lane Schwartz | 4990184 | 2 | 10/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Daniel Krueger | 4229727 | 2 | 09/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew C Gizelbach | 6534921 | 1 | 05/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| MacIe Rochelle House | 2307964 | 1 | 02/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Deena Luanne Bryan | 2723736 | 1 | 05/22/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allison Marie Deklewa | 4954533 | 1 | 01/23/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gavin Christianson | 1434189 | 2 | 09/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carol Foushee Meyer | 2158410 | 2 | 08/01/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |