Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Patrick Anderson | 6096767 | 1 | 03/16/2016 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Stephen A Jenkins | 6324244 | 1 | 02/01/2016 | Customer Dispute | Denied | $30,227.00 | $0.00 | See FINRA Report |
| Brian Joseph Nethery | 3178384 | 1 | 01/26/2016 | Customer Dispute | Denied | $14,998.70 | $0.00 | See FINRA Report |
| Cheryl Richards Palumbo | 4424645 | 1 | 01/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 01/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Gillette Burns | 4135786 | 1 | 11/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Arthur Atkinson | 4668492 | 1 | 11/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay V Logan | 2605540 | 5 | 10/26/2015 | Customer Dispute | Denied | $42,917.00 | $0.00 | See FINRA Report |
| Ryan James Allen | 4275630 | 2 | 08/18/2015 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Jayme Ryan Bailey | 4224411 | 1 | 07/28/2015 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |