Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Scott Graue | 1082546 | 1 | 04/12/2019 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 11/08/2017 | Customer Dispute | Denied | $25,162.00 | $0.00 | See FINRA Report |
| Denise L Ingersoll | 2269206 | 1 | 06/13/2017 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Justin Wade Nichols | 3087388 | 3 | 05/11/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel J Kempker | 1399340 | 2 | 05/08/2017 | Customer Dispute | Denied | $21,618.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Tolbert | 1175160 | 1 | 03/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger Lee Metz | 1186829 | 4 | 07/06/2016 | Customer Dispute | Denied | $7,200.00 | $0.00 | See FINRA Report |
| Mark F Liston | 2108437 | 3 | 04/18/2016 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Richard Gregory Hart | 1231363 | 3 | 04/13/2016 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Robert Wayne Banister | 1464912 | 2 | 04/06/2016 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |