Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Michael Shrader | 1562368 | 4 | 05/07/1998 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
Bradley Raymond Lundquist | 2542512 | 4 | 03/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Richard Bickel | 1229797 | 2 | 05/05/1990 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |