Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Edward Taylor | 1068289 | 1 | 03/23/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Wayne Banister | 1464912 | 2 | 03/14/2011 | Customer Dispute | Denied | $7,854.00 | $0.00 | See FINRA Report |
| Aloysius Lambert Willett | 1048339 | 1 | 12/30/2010 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Derek Michael Greene | 2757786 | 4 | 12/03/2010 | Customer Dispute | Denied | $79,400.00 | $0.00 | See FINRA Report |
| Christopher Michael Calvelli | 2970835 | 1 | 11/29/2010 | Customer Dispute | Award / Judgment | $480,775.00 | $75,332.00 | See FINRA Report |
| Shawn Brett Smith | 2216700 | 2 | 09/14/2010 | Customer Dispute | Denied | $55,976.00 | $0.00 | See FINRA Report |
| John William Diemer | 2004374 | 1 | 09/03/2010 | Customer Dispute | Denied | $19,500.00 | $0.00 | See FINRA Report |
| Charles Kenneth Woodford | 2319460 | 2 | 08/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Derek Michael Greene | 2757786 | 4 | 07/28/2010 | Customer Dispute | Settled | $23,632.90 | $0.00 | See FINRA Report |
| Derek Michael Greene | 2757786 | 4 | 07/12/2010 | Customer Dispute | Settled | $57,512.30 | $0.00 | See FINRA Report |