Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jefferson Ervin Bruner | 1111054 | 2 | 08/03/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Gualtiero Noto | 872693 | 2 | 07/02/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Robert Cole | 2237064 | 2 | 05/29/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Adam Denny Estes | 4089657 | 3 | 10/04/2011 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Joseph William Kraft | 2364723 | 2 | 08/17/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Justin Wade Nichols | 3087388 | 3 | 08/12/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Debra Ann Grill | 2729758 | 1 | 06/22/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Bradley East | 2250415 | 2 | 06/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Kenneth MacFarlane | 3201306 | 2 | 06/03/2011 | Customer Dispute | Denied | $18,637.50 | $0.00 | See FINRA Report |
| Scott Matthew Grenier | 4238292 | 1 | 05/18/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |