Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dale Duane Flick | 1230777 | 1 | 12/09/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Henry Lee | 1792041 | 2 | 08/18/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Roderick Thacker | 2129461 | 2 | 01/28/2014 | Customer Dispute | Settled | $85,824.00 | $0.00 | See FINRA Report |
| James Lee Master | 2212907 | 4 | 10/30/2013 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Anthony Steven Herbenson | 5309097 | 1 | 10/25/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ryan James Allen | 4275630 | 2 | 10/02/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Henry Lee | 1792041 | 2 | 08/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Jacobsen | 1050154 | 3 | 06/05/2013 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric Theodore Gaston | 1647332 | 1 | 03/12/2013 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jeffrey Wayne Tooley | 3127850 | 2 | 09/18/2012 | Customer Dispute | Settled | $67,151.80 | $0.00 | See FINRA Report |