Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karla E Olson-Bellfi | 1460893 | 1 | 12/06/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Zink | 728005 | 3 | 12/05/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Gillette Burns | 4135786 | 1 | 11/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Arthur Atkinson | 4668492 | 1 | 11/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Nedley | 2439388 | 2 | 11/02/2015 | Customer Dispute | Closed-No Action | $3,000,000.00 | $0.00 | See FINRA Report |
| Jay V Logan | 2605540 | 5 | 10/26/2015 | Customer Dispute | Denied | $42,917.00 | $0.00 | See FINRA Report |
| Kimberly Sue Miller | 4749366 | 1 | 09/30/2015 | Customer Dispute | Withdrawn | $8,149.12 | $0.00 | See FINRA Report |
| Ryan James Allen | 4275630 | 2 | 08/18/2015 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Jayme Ryan Bailey | 4224411 | 1 | 07/28/2015 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Rick Lane Hansen | 3192607 | 2 | 07/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |