Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Gregory Hart | 1231363 | 3 | 04/13/2016 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Milton Sanders Park | 1195524 | 1 | 04/07/2016 | Customer Dispute | Settled | $87,009.20 | $0.00 | See FINRA Report |
| Robert Wayne Banister | 1464912 | 2 | 04/06/2016 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| David Patrick Anderson | 6096767 | 1 | 03/16/2016 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Stephen A Jenkins | 6324244 | 1 | 02/01/2016 | Customer Dispute | Denied | $30,227.00 | $0.00 | See FINRA Report |
| Brian Joseph Nethery | 3178384 | 1 | 01/26/2016 | Customer Dispute | Denied | $14,998.70 | $0.00 | See FINRA Report |
| Cheryl Richards Palumbo | 4424645 | 1 | 01/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 01/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Gerard Meredith | 853602 | 2 | 12/18/2015 | Customer Dispute | Settled | $184,316.00 | $0.00 | See FINRA Report |
| Robert Louis Stiles | 874828 | 1 | 12/07/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |