Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Wade Nichols | 3087388 | 3 | 05/11/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel J Kempker | 1399340 | 2 | 05/08/2017 | Customer Dispute | Denied | $21,618.00 | $0.00 | See FINRA Report |
| Kenneth James Meyers | 2011745 | 4 | 04/06/2017 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Tolbert | 1175160 | 1 | 03/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Bishop Provost | 1054670 | 1 | 03/06/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Gary Lee Richards | 2224200 | 1 | 12/27/2016 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Roger Lee Metz | 1186829 | 4 | 07/06/2016 | Customer Dispute | Denied | $7,200.00 | $0.00 | See FINRA Report |
| Michael B Barnett | 5792242 | 4 | 06/22/2016 | Customer Dispute | Award / Judgment | $441,339.00 | $0.00 | See FINRA Report |
| Richard Gregory Hart | 1231363 | 3 | 05/31/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Mark F Liston | 2108437 | 3 | 04/18/2016 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |