Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George William Scherzer | 834019 | 6 | 06/07/1989 | Customer Dispute | Award / Judgment | $23,700.00 | $34,979.00 | See FINRA Report |
| John Richard Bickel | 1229797 | 2 | 04/27/1989 | Customer Dispute | Settled | $118,000.00 | $0.00 | See FINRA Report |
| Jay Aaron Goldstein | 1102329 | 2 | 04/21/1989 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 01/01/1988 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Daft | 830201 | 6 | 10/08/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sheldon Leonard Rosenberg | 734436 | 4 | 02/01/1985 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Matthew Hodges | 810265 | 3 | 08/01/1984 | Customer Dispute | Settled | $28,538.00 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 08/01/1983 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |