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FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 321-330 out of 338 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Michael Daft830201601/03/1992Customer DisputeSettled$95,000.00$0.00See FINRA Report
Jay Dee Godfrey1573787112/01/1991Customer DisputeSettled$100,000.00$0.00See FINRA Report
Jeffrey Michael Daft830201612/01/1991Customer DisputeSettled$0.00$0.00See FINRA Report
Roger Lee Metz1186829409/01/1991Customer DisputeSettled$52,723.40$0.00See FINRA Report
George William Scherzer834019610/12/1990Customer DisputeAward / Judgment$457,150.00$372,318.00See FINRA Report
Robert James Buschur1790873109/10/1990Customer DisputeAward / Judgment$1,791.00$1,564.15See FINRA Report
James Andrew Perryman1380475305/25/1990Customer DisputeSettled$16,000.00$0.00See FINRA Report
John Richard Bickel1229797205/05/1990Customer DisputeDenied$1,000,000.00$0.00See FINRA Report
Steven Eugene Anderson1243849203/23/1990Customer DisputeSettled$25,676.20$0.00See FINRA Report
Craig Olson Nicholson1014798309/01/1989Customer DisputeSettled$9,228.61$0.00See FINRA Report

338 Results

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