Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Michael Daft | 830201 | 6 | 01/03/1992 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
Jay Dee Godfrey | 1573787 | 1 | 12/01/1991 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Jeffrey Michael Daft | 830201 | 6 | 12/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Roger Lee Metz | 1186829 | 4 | 09/01/1991 | Customer Dispute | Settled | $52,723.40 | $0.00 | See FINRA Report |
George William Scherzer | 834019 | 6 | 10/12/1990 | Customer Dispute | Award / Judgment | $457,150.00 | $372,318.00 | See FINRA Report |
Robert James Buschur | 1790873 | 1 | 09/10/1990 | Customer Dispute | Award / Judgment | $1,791.00 | $1,564.15 | See FINRA Report |
James Andrew Perryman | 1380475 | 3 | 05/25/1990 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
John Richard Bickel | 1229797 | 2 | 05/05/1990 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
Steven Eugene Anderson | 1243849 | 2 | 03/23/1990 | Customer Dispute | Settled | $25,676.20 | $0.00 | See FINRA Report |
Craig Olson Nicholson | 1014798 | 3 | 09/01/1989 | Customer Dispute | Settled | $9,228.61 | $0.00 | See FINRA Report |