Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Michael Daft | 830201 | 6 | 06/09/1994 | Customer Dispute | Award / Judgment | $27,000.00 | $2,100.00 | See FINRA Report |
| Stephen Lewis Grossman | 1089615 | 2 | 02/05/1994 | Customer Dispute | Award / Judgment | $1,468.00 | $1,256.00 | See FINRA Report |
| Stephen Lewis Grossman | 1089615 | 2 | 12/14/1993 | Customer Dispute | Award / Judgment | $3,758.00 | $3,125.00 | See FINRA Report |
| Jay Aaron Goldstein | 1102329 | 2 | 02/17/1993 | Customer Dispute | Settled | $12,172.30 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 02/02/1993 | Customer Dispute | Settled | $15,400.00 | $0.00 | See FINRA Report |
| James Andrew Perryman | 1380475 | 3 | 01/05/1993 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Landrum Hazel Henderson | 242782 | 1 | 11/01/1992 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 09/27/1992 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| Richard Thomas Zink | 728005 | 3 | 09/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terrence Joseph Horan | 830101 | 1 | 05/22/1992 | Customer Dispute | Award / Judgment | $29,375.00 | $5,000.00 | See FINRA Report |