Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Shrader | 1562368 | 4 | 05/07/1998 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Bradley Raymond Lundquist | 2542512 | 4 | 03/03/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Shrader | 1562368 | 4 | 01/07/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ann Giannone | 2411708 | 3 | 07/29/1997 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| John Paul Mathey | 1196914 | 1 | 05/12/1997 | Customer Dispute | Settled | $16,670.00 | $0.00 | See FINRA Report |
| Bartley Duncan Gravelle | 1176744 | 1 | 04/15/1997 | Customer Dispute | Settled | $11,550.00 | $0.00 | See FINRA Report |
| Drew Barrett Armao | 1459351 | 3 | 12/23/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Drew Barrett Armao | 1459351 | 3 | 04/24/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harold Horton Tearse | 1140413 | 4 | 01/06/1995 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| Harold Horton Tearse | 1140413 | 4 | 01/05/1995 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |