Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael B Barnett | 5792242 | 4 | 06/04/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael B Barnett | 5792242 | 4 | 05/07/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| William Ray Wobbe | 2620880 | 2 | 03/02/2018 | Customer Dispute | Settled | $330,713.00 | $0.00 | See FINRA Report |
| Michael Kenneth Pniewski | 1519868 | 1 | 01/24/2018 | Customer Dispute | Settled | $78,452.00 | $0.00 | See FINRA Report |
| James Michael Shrader | 1562368 | 4 | 01/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Dunn Gordinier | 2363965 | 1 | 01/08/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael B Barnett | 5792242 | 4 | 11/22/2017 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 11/08/2017 | Customer Dispute | Denied | $25,162.00 | $0.00 | See FINRA Report |
| Daniel J Kempker | 1399340 | 2 | 06/14/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Denise L Ingersoll | 2269206 | 1 | 06/13/2017 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |