Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William S Fedor | 2513155 | 2 | 06/30/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 05/22/2000 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Albert Hale Hooper | 2341604 | 2 | 04/10/2000 | Customer Dispute | Settled | $147,831.00 | $0.00 | See FINRA Report |
| Charles Michael Ankrim | 1369555 | 2 | 02/01/2000 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Dewitt C Ivins | 2282341 | 1 | 01/06/2000 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Stephen Michael Golliher | 1074656 | 1 | 12/31/1999 | Customer Dispute | Closed-No Action | $303,200.00 | $0.00 | See FINRA Report |
| Fred Thompson McLaughlin | 1036947 | 1 | 12/05/1999 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 09/22/1999 | Customer Dispute | Settled | $1,282.00 | $0.00 | See FINRA Report |
| William Arthur Naleid | 732830 | 1 | 09/07/1999 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Patrick Michael Foley | 2266555 | 1 | 01/26/1999 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |