Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Olson Nicholson | 1014798 | 3 | 01/10/2001 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Roger Lee Metz | 1186829 | 4 | 01/10/2001 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| James Alan Hodge | 2771671 | 1 | 12/18/2000 | Customer Dispute | Denied | $114,872.00 | $0.00 | See FINRA Report |
| Charles Michael Fortenberry | 1530499 | 1 | 11/16/2000 | Customer Dispute | Closed-No Action | $29,000.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 11/14/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Honorine Marie Gerard Wallack | 1457620 | 1 | 09/05/2000 | Customer Dispute | Closed-No Action | $6,788.59 | $0.00 | See FINRA Report |
| Matthew Francis Enright | 2402195 | 3 | 08/29/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Loren Larry Law | 303876 | 3 | 08/11/2000 | Customer Dispute | Settled | $10,001.00 | $0.00 | See FINRA Report |
| Lisa Ladds Doche | 1236156 | 1 | 07/28/2000 | Customer Dispute | Denied | $93,228.00 | $0.00 | See FINRA Report |
| John David Gebhardt | 2024185 | 3 | 07/24/2000 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |