Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Linn | 1541502 | 2 | 06/28/2001 | Customer Dispute | Award / Judgment | $800,000.00 | $150,000.00 | See FINRA Report |
| Stewart James Parker | 2520354 | 1 | 05/17/2001 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Thomas John Stanley | 1450008 | 4 | 04/30/2001 | Customer Dispute | Award / Judgment | $141,000.00 | $1.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 04/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gualtiero Noto | 872693 | 2 | 04/20/2001 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Pamela J Kiltau | 871126 | 1 | 04/20/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chris Alexander George | 724767 | 1 | 04/19/2001 | Customer Dispute | Closed-No Action | $52,000.00 | $0.00 | See FINRA Report |
| Joseph William Kraft | 2364723 | 2 | 04/09/2001 | Customer Dispute | Denied | $11,929.80 | $0.00 | See FINRA Report |
| Karen Lee Stepanski | 1720909 | 1 | 03/27/2001 | Customer Dispute | Closed-No Action | $17,738.70 | $0.00 | See FINRA Report |
| John Marshall Mabee | 806198 | 4 | 02/23/2001 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |