Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Molly Susan Martinez | 1284423 | 1 | 02/07/2002 | Customer Dispute | Denied | $13,891.30 | $0.00 | See FINRA Report |
| Hollie Jeane Nelson | 2244175 | 1 | 02/04/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Raymond Michael Ballantine | 1484373 | 1 | 02/04/2002 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Thomas John Stanley | 1450008 | 4 | 09/28/2001 | Customer Dispute | Denied | $72,715.00 | $0.00 | See FINRA Report |
| John Tillinghast Barnefield | 1247602 | 2 | 08/14/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Meyers | 2011745 | 4 | 08/13/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Christopher Gerard Didier | 2185918 | 2 | 08/13/2001 | Customer Dispute | Denied | $80,327.90 | $0.00 | See FINRA Report |
| John Tillinghast Barnefield | 1247602 | 2 | 08/07/2001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Joseph Kane Sholden | 2946185 | 1 | 07/24/2001 | Customer Dispute | Closed-No Action | $130,000.00 | $0.00 | See FINRA Report |
| John David Allen | 2443611 | 1 | 06/28/2001 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |