Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vince Richard Hawley | 1965719 | 1 | 06/24/2002 | Customer Dispute | Denied | $193,000.00 | $0.00 | See FINRA Report |
| Thomas Walter Olson | 2237695 | 2 | 06/24/2002 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Mark Allen Peterson | 2812506 | 1 | 06/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Jay Bryan | 1563472 | 2 | 05/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 04/19/2002 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Albert Hale Hooper | 2341604 | 2 | 04/12/2002 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Alan Neal Wolf | 1011955 | 2 | 04/10/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Horace Gordon Owens | 2257354 | 2 | 02/27/2002 | Customer Dispute | Denied | $6,390.46 | $0.00 | See FINRA Report |
| Ralph Frank Cefalu | 1102603 | 1 | 02/19/2002 | Customer Dispute | Denied | $7,691.99 | $0.00 | See FINRA Report |
| Loren Larry Law | 303876 | 3 | 02/15/2002 | Customer Dispute | Award / Judgment | $264,579.00 | $25,000.00 | See FINRA Report |