Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Nedley | 2439388 | 2 | 10/11/2002 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| David Solomon Epstein | 1318090 | 2 | 10/02/2002 | Customer Dispute | Denied | $6,000,000.00 | $0.00 | See FINRA Report |
| Kenneth James Meyers | 2011745 | 4 | 09/25/2002 | Customer Dispute | Settled | $17,387.00 | $0.00 | See FINRA Report |
| Melissa Renee Clayville | 2966003 | 1 | 09/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Drew Barrett Armao | 1459351 | 3 | 09/24/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Prescott Carter Terrell | 1274023 | 1 | 09/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Gerard Didier | 2185918 | 2 | 09/23/2002 | Customer Dispute | Award / Judgment | $188,000.00 | $58,455.80 | See FINRA Report |
| Vinton Bill Persons | 1810271 | 3 | 09/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Jacobsen | 1050154 | 3 | 08/21/2002 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 07/02/2002 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |