Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Alan Hisle | 1388093 | 7 | 02/11/2003 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| David Solomon Epstein | 1318090 | 2 | 02/07/2003 | Customer Dispute | Award / Judgment | $580,000.00 | $100,000.00 | See FINRA Report |
| Alan Hamilton McKee | 1798892 | 1 | 01/29/2003 | Customer Dispute | Denied | $2,000,000.00 | $0.00 | See FINRA Report |
| Jay V Logan | 2605540 | 5 | 01/16/2003 | Customer Dispute | Denied | $91,813.90 | $0.00 | See FINRA Report |
| Mia Kao Hershiser | 2729696 | 1 | 01/14/2003 | Customer Dispute | Denied | $11,092.00 | $0.00 | See FINRA Report |
| Cecil Gene Jester | 1751690 | 1 | 01/03/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bradford H Page | 4270122 | 1 | 12/27/2002 | Customer Dispute | Settled | $13,624.70 | $0.00 | See FINRA Report |
| Jaye Lynn Behrends | 1971279 | 1 | 12/10/2002 | Customer Dispute | Denied | $155,561.00 | $0.00 | See FINRA Report |
| Kevin J Cross | 3190571 | 1 | 12/09/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 10/31/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |