Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Francis Enright | 2402195 | 3 | 06/30/2003 | Customer Dispute | Denied | $61,066.20 | $0.00 | See FINRA Report |
| Andrew Michael Hirsch | 1281454 | 1 | 06/16/2003 | Customer Dispute | Settled | $719,000.00 | $0.00 | See FINRA Report |
| Kimberly Ann Giannone | 2411708 | 3 | 05/20/2003 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Barbara Lynn Griffin | 1731809 | 1 | 04/25/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 03/18/2003 | Customer Dispute | Settled | $193,371.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 03/04/2003 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 02/26/2003 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 02/24/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Alan Hisle | 1388093 | 7 | 02/21/2003 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Albert James Caprara | 2938909 | 4 | 02/13/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |