Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Charles Fuller | 2123947 | 1 | 08/11/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Neal Wolf | 1011955 | 2 | 07/07/2004 | Customer Dispute | Denied | $89,000.00 | $0.00 | See FINRA Report |
| Albert James Caprara | 2938909 | 4 | 02/11/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John David Gebhardt | 2024185 | 3 | 01/30/2004 | Customer Dispute | Pending | $36,276.40 | $0.00 | See FINRA Report |
| Richard Thomas Zink | 728005 | 3 | 10/31/2003 | Customer Dispute | Settled | $30,247.00 | $0.00 | See FINRA Report |
| James Lee Master | 2212907 | 4 | 09/11/2003 | Customer Dispute | Denied | $382,000.00 | $0.00 | See FINRA Report |
| Neil Edward Grant | 2752299 | 1 | 09/08/2003 | Customer Dispute | Settled | $16,100.00 | $0.00 | See FINRA Report |
| Harold Horton Tearse | 1140413 | 4 | 08/07/2003 | Customer Dispute | Settled | $64,000.00 | $0.00 | See FINRA Report |
| Horace Gordon Owens | 2257354 | 2 | 07/11/2003 | Customer Dispute | Award / Judgment | $300,000.00 | $65,000.00 | See FINRA Report |
| Larry Dwayne Housman | 1978998 | 1 | 07/03/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |