Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tricia M Hollander Henning | 2277478 | 1 | 03/24/2005 | Customer Dispute | Denied | $100,025.00 | $0.00 | See FINRA Report |
| Robert Paul Jacobsen | 1050154 | 3 | 03/21/2005 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David Paul Allen | 3205 | 1 | 02/23/2005 | Customer Dispute | Denied | $22,509.00 | $0.00 | See FINRA Report |
| Jay V Logan | 2605540 | 5 | 11/29/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Daniel Garrison | 4457070 | 1 | 11/04/2004 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Victor Louis Larosa | 1487558 | 2 | 10/04/2004 | Customer Dispute | Denied | $35,125.90 | $0.00 | See FINRA Report |
| Harold Horton Tearse | 1140413 | 4 | 09/22/2004 | Customer Dispute | Denied | $34,638.00 | $0.00 | See FINRA Report |
| Albert James Caprara | 2938909 | 4 | 09/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jefferson Ervin Bruner | 1111054 | 2 | 09/07/2004 | Customer Dispute | Denied | $31,937.00 | $0.00 | See FINRA Report |
| Gilbert Andrew Bachna | 2335152 | 1 | 08/30/2004 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |