Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Shrader | 1562368 | 4 | 06/18/2020 | Customer Dispute | Denied | $24,082.90 | $0.00 | See FINRA Report |
| Jason Paul Stubbings | 3265074 | 1 | 06/17/2020 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Brian Thomas Robinson | 4824605 | 1 | 04/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrei Livadariu | 3170143 | 1 | 11/27/2019 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 08/12/2019 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Heidenrich | 2803223 | 1 | 04/22/2019 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |
| Lisa Ann Keverian Press | 1001173 | 1 | 04/17/2019 | Customer Dispute | Settled | $16,163.30 | $0.00 | See FINRA Report |
| Robert Scott Graue | 1082546 | 1 | 04/12/2019 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| William S Fedor | 2513155 | 2 | 01/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Fox Graham | 1614642 | 1 | 10/08/2018 | Customer Dispute | Settled | $5,825.00 | $0.00 | See FINRA Report |