Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca Binder Moreland | 2833377 | 1 | 10/03/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Derek Michael Greene | 2757786 | 4 | 08/07/2006 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| John Spencer Bradley | 2136435 | 3 | 06/14/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Anderson | 1243849 | 2 | 05/08/2006 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Albert James Caprara | 2938909 | 4 | 04/24/2006 | Customer Dispute | Closed-No Action | $7,035.00 | $0.00 | See FINRA Report |
| Douglas Kenneth MacFarlane | 3201306 | 2 | 09/07/2005 | Customer Dispute | Denied | $11,058.00 | $0.00 | See FINRA Report |
| Mark F Liston | 2108437 | 3 | 08/05/2005 | Customer Dispute | Denied | $97,155.70 | $0.00 | See FINRA Report |
| David Alan Walters | 4493228 | 1 | 06/17/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 04/15/2005 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| John Carl Duguid | 2147668 | 1 | 04/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |