Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Roderick Thacker | 2129461 | 2 | 09/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Edwin Smith | 736121 | 1 | 08/21/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark F Liston | 2108437 | 3 | 07/16/2007 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Christian Thomas Clinton | 2301091 | 3 | 07/09/2007 | Customer Dispute | Award / Judgment | $16,930.00 | $10,000.00 | See FINRA Report |
| Victor Louis Larosa | 1487558 | 2 | 06/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Francis Enright | 2402195 | 3 | 05/03/2007 | Customer Dispute | Denied | $45,968.10 | $0.00 | See FINRA Report |
| Richard Dickson Cudahy | 3003440 | 1 | 03/16/2007 | Customer Dispute | Award / Judgment | $300,000.00 | $5,000.00 | See FINRA Report |
| Thomas Michael Linn | 1541502 | 2 | 03/16/2007 | Customer Dispute | Award / Judgment | $300,000.00 | $5,000.00 | See FINRA Report |
| Terrence William Hosty | 1221999 | 1 | 10/25/2006 | Customer Dispute | Closed-No Action | $6,466.00 | $0.00 | See FINRA Report |
| Eric Michael Vegh | 2350879 | 2 | 10/03/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |