Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick C O'Connor | 1636852 | 1 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Brent Newland | 2578776 | 1 | 04/10/2008 | Customer Dispute | Denied | $48,502.60 | $0.00 | See FINRA Report |
| Robert William Brann | 1202652 | 4 | 03/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew C Roed | 4344266 | 1 | 02/25/2008 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Matt William Tucker | 2651335 | 1 | 02/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Young | 2913416 | 2 | 02/13/2008 | Customer Dispute | Settled | $4,784,290.00 | $0.00 | See FINRA Report |
| Perry Edward Atkins | 2034920 | 1 | 01/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Scott Himebaugh | 1385655 | 1 | 01/22/2008 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Bradley Raymond Lundquist | 2542512 | 4 | 12/11/2007 | Customer Dispute | Denied | $109,804.00 | $0.00 | See FINRA Report |
| Charles Wilson Knowlton | 1016382 | 1 | 11/01/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |