Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Thomas Nethery | 2810404 | 1 | 06/16/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kirk Wayne Diller | 2505360 | 1 | 05/22/2008 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Robert William Brann | 1202652 | 4 | 05/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melissa Jo Sanchez | 2954641 | 1 | 05/19/2008 | Customer Dispute | Settled | $9,331.00 | $0.00 | See FINRA Report |
| Kristen Wellinghoff Wheeler | 3206178 | 1 | 05/06/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Robert William Brann | 1202652 | 4 | 05/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seth Levin Kaplan | 2946398 | 1 | 04/30/2008 | Customer Dispute | Denied | $32,326.60 | $0.00 | See FINRA Report |
| Brian John Orrico | 1824639 | 1 | 04/16/2008 | Customer Dispute | Denied | $3,000,000.00 | $0.00 | See FINRA Report |
| Robert William Brann | 1202652 | 4 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas K Arbeznik | 2497946 | 1 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |