Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Ann Giannone | 2411708 | 3 | 10/09/2008 | Customer Dispute | Settled | $5,789.63 | $0.00 | See FINRA Report |
| Andrew Beecher Patterson | 2487127 | 1 | 09/30/2008 | Customer Dispute | Settled | $14,695.00 | $0.00 | See FINRA Report |
| Christian Eric Jensen | 1936672 | 1 | 09/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Michael Yoshida | 1465966 | 2 | 08/26/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Peter Richards | 5017278 | 1 | 07/30/2008 | Customer Dispute | Denied | $5,119.26 | $0.00 | See FINRA Report |
| Richard Lee Bingaman | 2467130 | 2 | 07/29/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Hamilton Allman | 2096482 | 4 | 07/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly Haws Falasco | 1537823 | 1 | 07/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas John Stanley | 1450008 | 4 | 07/14/2008 | Customer Dispute | Denied | $37,571.50 | $0.00 | See FINRA Report |
| Steven Joseph Smith | 2774350 | 1 | 07/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |