Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Hampton Henning | 3257991 | 1 | 12/03/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jon Scott Kay | 1463992 | 1 | 11/19/2008 | Customer Dispute | Settled | $46,571.00 | $0.00 | See FINRA Report |
| James Lee Master | 2212907 | 4 | 11/13/2008 | Customer Dispute | Settled | $9,162.22 | $0.00 | See FINRA Report |
| James Lee Master | 2212907 | 4 | 10/28/2008 | Customer Dispute | Settled | $189,929.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 10/28/2008 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Randal J Master | 4406924 | 1 | 10/28/2008 | Customer Dispute | Settled | $189,929.00 | $0.00 | See FINRA Report |
| Bryan Richard Sampson | 1831090 | 1 | 10/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Walter Olson | 2237695 | 2 | 10/22/2008 | Customer Dispute | Settled | $13,748.00 | $0.00 | See FINRA Report |
| Terence Edmond Sanctis | 1093434 | 1 | 10/22/2008 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Kenneth James Meyers | 2011745 | 4 | 10/20/2008 | Customer Dispute | Settled | $47,120.10 | $0.00 | See FINRA Report |