Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricki Jan Hobgood | 847099 | 1 | 04/16/2009 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Kale Olson | 4328394 | 1 | 04/01/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Sheldon Leonard Rosenberg | 734436 | 4 | 03/19/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| David Howard Schwarz | 2202160 | 1 | 03/16/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jay V Logan | 2605540 | 5 | 03/10/2009 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Eric Michael Vegh | 2350879 | 2 | 02/19/2009 | Customer Dispute | Settled | $33,359.20 | $0.00 | See FINRA Report |
| Thomas John Stanley | 1450008 | 4 | 02/12/2009 | Customer Dispute | Denied | $52,162.00 | $0.00 | See FINRA Report |
| Christian Thomas Clinton | 2301091 | 3 | 02/11/2009 | Customer Dispute | Denied | $154,000.00 | $0.00 | See FINRA Report |
| Richard Gregory Hart | 1231363 | 3 | 12/22/2008 | Customer Dispute | Denied | $25,689.00 | $0.00 | See FINRA Report |
| Shawn Brett Smith | 2216700 | 2 | 12/08/2008 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |