Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Wayne Tooley | 3127850 | 2 | 07/13/2009 | Customer Dispute | Denied | $16,429.60 | $0.00 | See FINRA Report |
| Brett Harlan Hober | 2787100 | 1 | 07/08/2009 | Customer Dispute | Denied | $9,157.55 | $0.00 | See FINRA Report |
| Justin Wade Nichols | 3087388 | 3 | 07/06/2009 | Customer Dispute | Denied | $47,887.00 | $0.00 | See FINRA Report |
| Joseph Troy Schmeing | 2123195 | 2 | 07/02/2009 | Customer Dispute | Settled | $76,000.00 | $0.00 | See FINRA Report |
| Joseph Troy Schmeing | 2123195 | 2 | 06/29/2009 | Customer Dispute | Settled | $104,794.00 | $0.00 | See FINRA Report |
| Philip Davis Parish | 2317597 | 1 | 06/25/2009 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Joseph Stephen Hoon | 2531760 | 2 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Stephen Hoon | 2531760 | 2 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Raymond Lundquist | 2542512 | 4 | 05/04/2009 | Customer Dispute | Settled | $163,000.00 | $0.00 | See FINRA Report |
| Scott Michel Keith | 1995924 | 1 | 04/24/2009 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |