Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rick Lane Hansen | 3192607 | 2 | 12/07/2009 | Customer Dispute | Settled | $252,836.00 | $0.00 | See FINRA Report |
| Mark Daniel Stuck | 1728532 | 1 | 10/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shaun Michael Dennehy | 1613565 | 1 | 10/08/2009 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Daft | 830201 | 6 | 09/28/2009 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Craig Olson Nicholson | 1014798 | 3 | 09/24/2009 | Customer Dispute | Award / Judgment | $140,823.00 | $0.00 | See FINRA Report |
| Robert Francis Browne | 1922821 | 2 | 09/22/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Charles Kenneth Woodford | 2319460 | 2 | 09/04/2009 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Michael Christian Russell | 4200082 | 1 | 09/02/2009 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Joel William Beck | 4284178 | 1 | 08/10/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Miranda | 4274449 | 1 | 08/10/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |