Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Michael Yoshida | 1465966 | 2 | 06/15/2010 | Customer Dispute | Denied | $965,000.00 | $0.00 | See FINRA Report |
| Margaret Ann Wilkin | 4819738 | 1 | 06/02/2010 | Customer Dispute | Denied | $18,141.20 | $0.00 | See FINRA Report |
| Bradley Raymond Lundquist | 2542512 | 4 | 05/17/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Bruce Paulson | 1641337 | 1 | 04/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 04/05/2010 | Customer Dispute | Denied | $261,000.00 | $0.00 | See FINRA Report |
| Jennifer Suzanne Mills | 2479032 | 1 | 02/16/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John David Gebhardt | 2024185 | 3 | 02/09/2010 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Eric Rejean Pronovost | 2242370 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Stephanie S McKnight | 3069959 | 1 | 01/22/2010 | Customer Dispute | Settled | $19,895.40 | $0.00 | See FINRA Report |
| Linda Sue Slade | 730339 | 1 | 01/04/2010 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |