Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Patrice Leith | 2289183 | 2 | 03/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Thomas Clinton | 2301091 | 3 | 01/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Wimbish Craddock | 2794064 | 1 | 07/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kathleen Patrice Leith | 2289183 | 2 | 03/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Jean Boor | 4020366 | 2 | 10/21/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ray Wobbe | 2620880 | 2 | 07/03/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Alexander Warren | 5699605 | 1 | 04/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Jean Boor | 4020366 | 2 | 03/28/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Harrison | 2848051 | 1 | 01/25/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Bradley East | 2250415 | 2 | 10/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |