Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Katherine Helen Trainor | 3081189 | 1 | 12/15/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Katrina Marie Butler | 5391381 | 1 | 12/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Kerry McGinty | 7223551 | 1 | 12/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eric M Shelley | 4434626 | 1 | 11/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jordan Russell Schultze | 6263354 | 1 | 10/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jason Michael Temke | 6343369 | 1 | 10/02/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jordan Mark Wilson | 5446695 | 1 | 12/29/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Peter J Hoselton | 5357307 | 1 | 10/31/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Benjamin Edward Paluch | 7274321 | 1 | 03/12/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anjuli M Cerrillo | 7150150 | 1 | 07/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |