Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Michael Fortenberry | 1530499 | 1 | 11/16/2000 | Customer Dispute | Closed-No Action | $29,000.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 11/14/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Honorine Marie Gerard Wallack | 1457620 | 1 | 09/05/2000 | Customer Dispute | Closed-No Action | $6,788.59 | $0.00 | See FINRA Report |
| William S Fedor | 2513155 | 2 | 06/30/2000 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Stephen Robert Hatcher | 2344609 | 6 | 05/22/2000 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Stephen Michael Golliher | 1074656 | 1 | 12/31/1999 | Customer Dispute | Closed-No Action | $303,200.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 01/21/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Gegen | 1383386 | 1 | 05/19/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |