Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert James Caprara | 2938909 | 4 | 04/24/2006 | Customer Dispute | Closed-No Action | $7,035.00 | $0.00 | See FINRA Report |
| Phillip Daniel Garrison | 4457070 | 1 | 11/04/2004 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Albert James Caprara | 2938909 | 4 | 09/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Albert James Caprara | 2938909 | 4 | 02/11/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Albert James Caprara | 2938909 | 4 | 02/13/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Robert Taliaferro | 1690490 | 8 | 04/19/2002 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Kane Sholden | 2946185 | 1 | 07/24/2001 | Customer Dispute | Closed-No Action | $130,000.00 | $0.00 | See FINRA Report |
| Pamela J Kiltau | 871126 | 1 | 04/20/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chris Alexander George | 724767 | 1 | 04/19/2001 | Customer Dispute | Closed-No Action | $52,000.00 | $0.00 | See FINRA Report |
| Karen Lee Stepanski | 1720909 | 1 | 03/27/2001 | Customer Dispute | Closed-No Action | $17,738.70 | $0.00 | See FINRA Report |