Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Loren Larry Law | 303876 | 3 | 02/15/2002 | Customer Dispute | Award / Judgment | $264,579.00 | $25,000.00 | See FINRA Report |
| Thomas Michael Linn | 1541502 | 2 | 06/28/2001 | Customer Dispute | Award / Judgment | $800,000.00 | $150,000.00 | See FINRA Report |
| Thomas John Stanley | 1450008 | 4 | 04/30/2001 | Customer Dispute | Award / Judgment | $141,000.00 | $1.00 | See FINRA Report |
| Jeffrey Michael Daft | 830201 | 6 | 06/09/1994 | Customer Dispute | Award / Judgment | $27,000.00 | $2,100.00 | See FINRA Report |
| Stephen Lewis Grossman | 1089615 | 2 | 02/05/1994 | Customer Dispute | Award / Judgment | $1,468.00 | $1,256.00 | See FINRA Report |
| Stephen Lewis Grossman | 1089615 | 2 | 12/14/1993 | Customer Dispute | Award / Judgment | $3,758.00 | $3,125.00 | See FINRA Report |
| Terrence Joseph Horan | 830101 | 1 | 05/22/1992 | Customer Dispute | Award / Judgment | $29,375.00 | $5,000.00 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 10/12/1990 | Customer Dispute | Award / Judgment | $457,150.00 | $372,318.00 | See FINRA Report |
| Robert James Buschur | 1790873 | 1 | 09/10/1990 | Customer Dispute | Award / Judgment | $1,791.00 | $1,564.15 | See FINRA Report |
| George William Scherzer | 834019 | 6 | 06/07/1989 | Customer Dispute | Award / Judgment | $23,700.00 | $34,979.00 | See FINRA Report |