Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Patrick Ianni | 6526469 | 1 | 08/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Cosacco | 7790123 | 1 | 10/06/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Kenney | 4146248 | 2 | 03/19/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Daniel Harris | 5864213 | 1 | 03/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Rameau | 4372020 | 1 | 01/29/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Steven Spencer | 7082626 | 1 | 01/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Alexander Hairston | 2353179 | 1 | 07/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yeng Yang | 6153569 | 1 | 10/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam J Locascio | 4606396 | 1 | 04/05/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Kenney | 4146248 | 2 | 03/22/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |