Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Arthur Melvin Weiss | 6147658 | 3 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Arthur Melvin Weiss | 6147658 | 3 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Arthur Melvin Weiss | 6147658 | 3 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Greg Alan Shaeffer | 4211881 | 1 | 07/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mike Anthony Reindel | 4362508 | 1 | 05/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William F Biery | 5112566 | 4 | 01/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William F Biery | 5112566 | 4 | 01/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Anthony Adamson | 2948548 | 1 | 12/22/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Christopher Zonno | 3194096 | 1 | 12/30/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Paul Markowski | 4747434 | 1 | 07/23/2013 | Customer Dispute | Settled | $56,179.00 | $0.00 | See FINRA Report |