Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Albert Eldridge | 7140429 | 3 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott A Garlough | 6183017 | 1 | 04/10/2018 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Brian Shaw | 7758018 | 1 | 12/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael R Bosse | 6855979 | 1 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel de La Rosa | 6640773 | 2 | 11/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamal Darnell Allen | 2782594 | 1 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick J Dulzer | 5557964 | 1 | 10/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alexander Guzewich | 6709976 | 2 | 07/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blair R Hrovat | 6817175 | 2 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mariah McDowell | 7297188 | 1 | 05/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |