Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William F Biery | 5112566 | 4 | 08/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William F Biery | 5112566 | 4 | 08/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tameka Outlar | 6838558 | 2 | 08/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Albert Eldridge | 7140429 | 2 | 04/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Albert Eldridge | 7140429 | 2 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott A Garlough | 6183017 | 1 | 04/10/2018 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Jeffrey J Newton | 7004017 | 5 | 01/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey J Newton | 7004017 | 5 | 01/17/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey J Newton | 7004017 | 5 | 12/08/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey J Newton | 7004017 | 5 | 11/14/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |